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Sarbanes Oxley Assistance

SOX 404 Compliance

M&A Internal Audit (IA) has over 20 years of experience providing complete solutions for Sarbanes Oxley 404 (SOX) and Model Audit Rule (MAR) compliance. We have implemented compliant risk-based processes and provide consultation on the most efficient remediation of control gaps. We also provide ongoing testing of internal control over financial reporting (ICFR) to provide reasonable assurance to management and support the review by the external financial auditors.

SOX Compliance Processes

IA has a proven methodology to assist organizations in preparing for an initial public offering (IPO) and implementing an efficient SOX compliance process. We have a history of having our work relied upon by external financial auditors. IA provides the type of support required by management. We can provide a full solution, specialized knowledge, staff augmentation, and train and develop an internal audit solution. We can fill the gaps to meet additional staffing needs caused by factors such as staff turnover, acquisitions, and expansion of in-scope processes. M&A has certified staff to address specialized knowledge requirements such as information technology general controls (ITGC), and SEC cybersecurity monitoring and reporting.

M&A has a proven SOX methodology which we modify to meet the specific needs of your organization.

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